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News

Oct. 31, 2021 HCMAX Tax Summary

Oct. 31, 2021 Estimated Year End Tax Information as of October 31, 2021

Principal Risks of Investing in the Fund

An investment in the Fund is subject to investment risks, including the possible loss of some or all of the principal amount invested. There can be no assurance that the Fund will be successful in meeting its investment objective. Generally, the Fund will be subject to the following additional risks: Cybersecurity Risk, Investment Advisor Risk, Market Risk, Risks from Writing Options, Sector Focus Risk, COVID-19 Risk, Small-Cap and Mid-Cap Companies Risk, and Value Risk. More information about these risks and other risks can be found in the Fund's prospectus.

An investor should consider the investment objectives, risks, and charges and expenses of the Fund carefully before investing. The prospectus contains this and other information about the Fund. A copy of the prospectus is available at the link below or by calling Shareholder Services at 1-855-400-5944. The prospectus should be read carefully before investing.

Hillman Capital Management, Inc. (the “Adviser”), has contractually agreed to limit the amount of the Fund’s Total Annual Fund Operating Expenses, exclusive of (i) any front-end or contingent deferred loads; (ii) brokerage fees and commissions; (iii) acquired fund fees and expenses; (iv) fees and expenses associated with investments in other collective investment vehicles or derivative instruments (including for example option and swap fees and expenses); (v) borrowing costs (such as interest and dividend expense on securities sold short); (vi) taxes; and (vii) extraordinary expenses, such as litigation expenses (which may include indemnification of Fund officers and Trustees and contractual indemnification of Fund service providers (other than the Adviser)) to not more than 0.95% of the average daily net assets of the Fund. The contractual arrangement runs through the later of February 3, 2022 or one year from the date on which the reorganization of the Fund into the ALPS Series Trust (the “Trust”) is completed, unless terminated by the Board of Trustees of the Trust (the “Board” or the “Trustees”) at any time. The Adviser cannot recoup from the Fund any amounts paid by the Adviser under the Expense Limitation Agreement.

The Fund may not be available for sale in all states. The information presented on this page is not an offer to sell or a solicitation of an offer to purchase the Fund.

ALPS Distributors, Inc. is the distributor of the Hillman Capital Management Funds, 1290 Broadway, Suite 1000, Denver, CO 80203.

ALPS Distributors, Inc. is not affiliated with Hillman Capital Management, Inc.

HIL000167 | HCM-21-182

Phone: Lindsey Vaughan (240) 743-2499

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7255 Woodmont Ave, Suite 260 • Bethesda, MD 20814
Email: info@hillmancapital.com

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